Investment Banking Transactions

Capital Markets

Announcement Date	Client	Description	Size ($MM)	Industry Group
29-Sept	Texoma/ Red River	M&A	N/A	Energy
27-Sept	Pfister Animal Hospital	M&A	N/A	Corporate Advisory
18-Sept	PennyMac Mortgage Investment Trust	Debt Offering	$53.5	Specialty Finance
8-Sept	Amwest Funding Corp.	Securitization	$311.7	Specialty Finance
1-Sept	Riley Exploration Permian Inc.	Follow-on	$50.0	Energy
31-Aug	NexTier Incorporated	M&A	$32.0	Depository
30-Aug	PB Financial Corporation	M&A	$25.8	Depository
28-Aug	McHenry Bancorp, Inc.	M&A	$39.3	Depository
23-Aug	Kemco Systems	M&A	N/A	Infrastructure
14-Aug	Sunnova Energy International	Follow-on	$86.5	Infrastructure
10-Aug	Gladstone Capital Corporation	Debt Offering	$57.0	Specialty Finance
9-Aug	Blackstone Secured Lending	Follow-on	$177.6	Specialty Finance
8-Aug	Great Elm Capital Corp	Debt Offering	$40.0	Specialty Finance
26-Jun	American Water Works Co Inc	Debt Offering	$1,035.0	Infrastructure
22-Jun	Ramaco Resources	Equity Offering	NA	Energy
14-Jun	Amwest Funding Corp.	Securitization	$316.6	Specialty Finance
7-Jun	Capital Southwest Corp	Debt Offering	$71.9	Specialty Finance
30-May	Horizon Technology Finance Corp	Follow-on	$40.6	Specialty Finance
23-May	Gladstone Investment Corporation	Debt Offering	$65.0	Specialty Finance
18-May	LCNB Corp.	M&A	$43.7	Depository
18-May	Artesian Resources Corp	Follow-on	$38.2	Infrastructure
18-Apr	Enovix	Debt Offering	$150.0	Infrastructure
11-Apr	Saratoga Investment Corporation	Debt Offering	$57.5	Specialty Finance
4-Apr	UMH Properties, Inc.	At-the-Market-Offering	$150.0	Specialty Finance
21-Mar	First Mid Bancshares, Inc.	M&A	$90.5	Depository
24-Feb	AmWest Funding Corp	Securitization	$497.5	Specialty Finance
21-Feb	Rockhold Bancshares, Inc.	M&A	NA	Depository
21-Feb	RGC Resources	At-the-Market-Offering	$20.0	Infrastructure
16-Feb	Yandell Truckaway	M&A	NA	Corporate Advisory
1-Feb	Constellation Inc.	M&A	NA	Insurance
31-Jan	Great Salt Plains Midstream	M&A	NA	Energy
26-Jan	TXO Energy Partners, LP	IPO	$115.0	Energy
18-Jan	Sachem Capital Corp.	At-the-Market-Debt Offering	$25.0	Specialty Finance
18-Jan	Sachem Capital Corp.	At-the-Market-Offering	$75.0	Specialty Finance
12-Jan	Ares Capital Corporation	Follow-on	$236.8	Specialty Finance
30-Dec	Community First Financial Corporation	Debt Offering	$13.5	Depository
20-Dec	Brunswick Bank	M&A	$53.9	Depository
15-Dec	Harrow Health, Inc.	Debt Offering	$40.3	Healthcare
06-Dec	Alpha Group	M&A	NA	Healthcare
05-Dec	Salisbury Bancorp, Inc.	M&A	$204.0	Depository
05-Dec	Saratoga Investment Corporation	Debt Offering	$52.5	Specialty Finance
30-Nov	CTO Realty Growth	Follow-on	$65.6	REIT
30-Nov	Runway Growth Finance Corp.	Debt Offering	$51.8	Specialty Finance
28-Nov	OTC Global Holdings	Private Debt Placement	$55.0	Specialty Finance
07-Nov	Ares Capital Corporation	Follow-on	$173.9	Specialty Finance
28-Oct	CTO Realty Growth	At-the-Market-Offering	$150.0	REIT
19-Oct	Saratoga Investment Corporation	Debt Offering	$40.0	Specialty Finance
19-Oct	The Bank of Princeton	M&A	$25.4	Depository
18-Oct	Citizens Financial Services, Inc.	M&A	$67.4	Depository
17-Oct	Essential Utilities, Inc.	At-the-Market-Offering	$500.0	Infrastructure
12-Oct	Business First Bancshares, Inc.	Follow-on	$50.0	Depository

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